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SECURITIES


Administrative Actions

2003

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Federal Street Investments, Inc.
September 30, 2003

Fiserv Securities, Inc.
September 30, 2003

NYPPE LLC
September 30, 2003

Orbitex Funds Distributor, Inc.
September 30, 2003

Public Communication Services, Inc.
September 29, 2003

American Cash Flow Corporation
September 26, 2003

Bryant F. Thompson
September 26, 2003

Capital Access, Ltd.
September 26, 2003

CMG Institutional Trading LLC
September 26, 2003

Equity Financial Management Services, Inc.
September 26, 2003

Golden Years Planning
Bonnie Rohr
September 26, 2003

Introducing Brokers Alliance, Inc.
September 26, 2003

Investment Solution, Inc.
September 26, 2003

MLC Ventures, LLC
September 26, 2003

Traderight Corp.
September 26, 2003

Vikram V. Naik
September 26, 2003

White Mountain Capital, LLC
September 26, 2003

Martin Dennis Ross
September 25, 2003

Daniel J. Russell
September 22, 2003

Nicholas G. Tsikiktas
September 22, 2003

Q-2 Synergy, Inc.
a/k/a Freedom Systems International
Dudley Gee
September 17, 2003

Jack D. Stone
September 15, 2003

Kelly J. Woitel
September 5, 2003

Pond Securities Corporation
September 5, 2003

Barry J. Weber
a/k/a J. Barry Weber
September 2, 2003

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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