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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Brian F. Gimelson
September 30, 2004

Mutual Benefits Corporation
September 30, 2004

Premium One Solutions
September 30, 2004

Siemens Financial
a/k/a Siemens Financial Services

September 30, 2004

Westminister Financial Services, Inc.
a/k/a Westminister Finance, Inc.

September 30, 2004

Bruce Kevin Deakin
September 29, 2004

DS Realty & Capital Markets, Incorporated
September 29, 2004

Sandpoint Capital, LLC
September 28, 2004

Joseph S. Williams III
September 27, 2004

DBSI Securities Corporation
September 23, 2004

Michael R. Gerbac
September 23, 2004

Dennis R. Carlson
September 20, 2004

Scott D. Sutherland
September 17, 2004

Steven R. Jaloza
September 17, 2004

Interfinancial Partners, Inc.
September 14, 2004

Diesel Energy International, LLC
September 10, 2004

Interfinancial Partners, Inc.
September 10, 2004

SCO Securities LLC
September 10, 2004

International Capital Markets Group, Inc.
September 8, 2004

Martin S. Sands
September 8, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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