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SECURITIES

Administrative Actions

2006

January | February | March | April | May | June | July | August | September | October | November | December

Robert E. Messinger
June 29, 2006

Amvest Securities, Inc.
June 29, 2006

Rocco N. Graziosi
June 28, 2006

Jeffry Schneider
June 28, 2006

Gary N. Ferraro
June 27, 2006

James Rhodes, Jr.
June 26, 2006

Russell Palermo
June 26, 2006

Stephanie M. Elliot
June 23, 2006

Euro Pacific Capital, Inc.
June 23, 2006

Harriet A. Oruche
June 20, 2006

David Green
The New Regime Investment Club, Inc.
June 20, 2006

Amvest Securities, Inc.
June 20, 2006

Edelman Financial Services, LLC
June 19, 2006

Allen Company of Florida, Inc.
June 16, 2006

James R. Brown
June 13, 2006

Fernando Garcia Morillo
June 12, 2006

Fernando Garcia Morillo
June 12, 2006

Marcello Rojas
Raoberto Vallejo
June 6, 2006

Michael J. Schumacher
June 6, 2006

Jeffry Schneider
June 5, 2006

Victor D. Greco
June 2, 2006

Roderick James Rieman
Michael J. Crook
Z Touch Systems, Inc.
Innovative Financial Services, Inc.
June 2, 2006

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader