SECURITIES

Administrative Actions

2006

Lawrence J. Cline
Eagles Wing Publishing Company, Inc.
September 29, 2006

Angelina Lazar
Charismatic Exchange, Inc.
d/b/a Charismatic Holdings Co., Ltd.
September 29, 2006

Angelina Lazar
Charismatic Exchange, Inc.
d/b/a Charismatic Holdings Co., Ltd.
September 29, 2006

Mary H. Edwards
Residual Income
September 29, 2006

Carl D. Maxwell
September 28, 2006

Nevin Jon Gillette
September 28, 2006

Rodney G. Ramos
September 27, 2006

David A. Rourke, Sr.
September 26, 2006

LaSalle St. Securities, LLC
Gerald Martin
September 25, 2006

Hughes Energy, Inc.
Carl E. Royse
Bradley K. Clark
September 22, 2006

Chapin Davis
September 22, 2006

John Allen Anderson
September 21, 2006

Roy Fluker
More Than Enough, LLC
September 20, 2006

Euro Pacific Capital, Inc.
September 18, 2006

Robert L. Savage
September 18, 2006

Polite and Company
Philip L. Polite
September 15, 2006

Chapin Davis
September 14, 2006

Terrence P. Mc Carty
September 13, 2006

Marshall G. Wolbers
Meridian Technologies
September 13, 2006

Roy Fluker
More Than Enough, LLC
September 12, 2006

Thomas Anthony DeMarco
September 11, 2006

Ralph A. Porpora
September 11, 2006

Harriet A. Oruche
a/k/a Nike H. Oruche
September 7, 2006

Brian E. Davis
September 7, 2006

Andre E. Mitchell
Global Power Global Wealth Enterprises, LLC
Global Wealth Investments, LLC
September 7, 2006

Andre E. Mitchell
Global Wealth Builders, LLC
Global Wealth Investments, LLC
Global Asset Management & Multiplier Account Fund (GAMMA)
Asset Management Income & Growth Account Fund (AMIGA)
September 6, 2006