SECURITIES
Administrative Actions
2007
January | February | March | April | May | June | July | August | September | October | November | December
Albert Jack Lukasik aka Albert Jack Lucente,
Sally Lukasik aka Sally Lucente
September 28, 2007
Craig L. Josephberg
September 27, 2007
Alliance Financial Services of Illinois Ltd.
Burton Stern
September 26, 2007
SKB Consulting, LLC
Scott A. Smith
September 25, 2007
John Kavalec
September 24, 2007
Brian E. McLain
September 21, 2007
1st Global Capital Corp.
September 18, 2007
Anthony T. Coniglio
September 14, 2007
Dawn A. Martin
September 13, 2007
TradeRight Corp
d/b/a TradeRight Securities, Inc.
Christopher R. Wurtzinger
Michael J. Rukujzo
George Dragel
John H. Lohmeier
Rebecca A. Townsend
September 12, 2007
Doley Securities, LLC
September 12, 2007
Michael W. Brinton
September 12, 2007
Klaus Alois Robert Offenbacher
September 4, 2007
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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader