SECURITIES
Administrative Actions
2008
Ultimate Fantasy Football League
Doug Diershow
August 26, 2008
William John Nasgovitz
August 25, 2008
Juan Cahue
August 22, 2008
Hugh F. Denison
August 22, 2008
Kevin D. Clark
August 22, 2008
Paul T. Beste
August 22, 2008
Phillip S. Eggers
August 22, 2008
Ricky Boros
a/k/a Vincent Kwiatkowski
Compania de Minera De Los Tres Amigos
North American Mining Ventures Inc.
August 22, 2008
Imelda Lomibao
August 20, 2008
Advanced Ultrasound Imaging, Inc.
Brian Hunt
Steve K. Jablon
August 19, 2008
American Fund, Inc.
Fabian C. Harris
August 19, 2008
Charles Nyang'iti
August 19, 2008
E.P.S Inc.
A/K/A Electronic Post Systems, Inc.
William Abt
August 19, 2008
Prevention Laboratories, LLC
Jerry A. Douglas
August 19, 2008
Real Life Save-R
Robert R. Mclaren
August 19, 2008
Alexi M. Bethel
August 18, 2008
David B. Elliott
August 18, 2008
John D. Shepherd
August 18, 2008
Timothy Shawn Dunn
Moneyfacts, Inc.
August 13, 2008
K.W. Brown Investments
August 11, 2008
Matthew G. Sapaula
August 8, 2008
Terrence L. Donati
a/k/a Terry L. Donati
Amy Donati
Brighton Hill Enterprise, Inc.
d/b/a Northwest Business Brokers
August 6, 2008
Westor Capital Group, Inc.
August 6, 2008
Brian L. Hopkinson
August 5, 2008
John J. Parker
August 5, 2008
Richard J. Massaux
August 5, 2008
William D. Mattes, Sr.
August 4, 2008
UBS Financial Services, Inc.
August 1, 2008
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader