SECURITIES
Administrative Actions
2009
Imerge Advisors, Inc.
f/n/a eBizBrokers, Inc.
Gloria Bayne
April 30, 2009
John Frazier
Media Concepts, Inc.
April 30, 2009
David F. Brochu
April 29, 2009
JP Morgan Distribution Services, Inc.
April 29, 2009
Tag Securities, Corp.
April 29, 2009
Greenwich Financial, Inc.
April 23, 2009
Prevention Laboratories, LLC
April 23, 2009
William Martys
ICG, Inc.
April 23, 2009
James C. Ackerman
April 20, 2009
Insider Real Estate
Insider Real Estate, Inc.
Scanlan Realty & Investments, LTD.
Christopher Scanlan
Rosalee Mueller
April 17, 2009
Barry Chessick
Nancy J. Sertich Kennedy
Anne Chessick
Lakeland Shores LLC
April 16, 2009
Donald W. Kiley
April 15, 2009
Legacy Financial Assurance Group, Inc.
James Scott Schlueter
April 9, 2009
Robert J. Lunn
Lunn Partners, LLC
April 9, 2009
Philip Herrejon
April 3, 2009
A&O Life Fund, LLC
A&O Bonded Life Settlements, LLC
A&O Bonded Life Assets
A&O Life Fund Management, LLC
April 1, 2009
Adley Husni Abdulwahab
April 1, 2009
Anthony A. James
James Asset Advisory, LLC
April 1, 2009
Charles Nyang'iti
April 1, 2009
Edward Louis Schainker
April 1, 2009
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader