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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

A.I.R. Inc.
Michael W. Smith

November 30, 2009

Dianne M. Goedtel
November 30, 2009

Douglas F. Conrad
November 30, 2009

Preston Runyan
November 30, 2009

Ronald C. Kemp
November 30, 2009

Independent Partner Brokerage, Inc.
November 25, 2009

Moly Shield International, Inc
Joseph Mancini Jr.
Nick Avgerinos
Thomas Mavridis

November 25, 2009

John R. Tufts
November 24, 2009

The Coffee Man, Inc.
November 24, 2009

Paul A. Kuiper
November 23, 2009

Michael L. Niemczyk
Michael L. Miemcyzk & Associates, Inc.

November 19, 2009

W & W Brokerage L.L.C.
Estrallita Willis

November 18, 2009

Senior Retirement Services
Lavern P. Huelsmann

November 17, 2009

Beckford Financial Services
November 13, 2009

First Line Lending
November 13, 2009

A.I.R. Inc.
Michael W. Smith

November 13, 2009

James Parker
GoBlackBiz a/k/a GoBlackBiz.com
GoBlackBook a/k/a GoBlackBook.net
PM Ideas

November 10, 2009

Michael A. Russo
November 10, 2009

Conrad Schwocha
November 9, 2009

Francois E. Durmaz
November 9, 2009

New Century Financial Creations & Consulting, Inc.
Nalita Scott

November 6, 2009

Seward, Groves, Richard & Wells, Inc.
November 6, 2009

Donway Financial Services
November 5, 2009

Professional Independent Contractors Association
a/k/a Pic Association

November 3, 2009

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader