SECURITIES

Administrative Actions

2010

Dal Santo Capital Management, L.L.C.
The Lucid Fund, LLC
Robert Dal Santo
Samuel Dal Santo
David Dal Santo
April 30, 2010

David J. Hernandez
NextStep Financial Services, Inc.
April 30, 2010

Gary M. Lumpp
Mind's I Productions
April 30, 2010

John L. Ong
April 30, 2010

Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 30, 2010

Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 30, 2010

National Opportunities, LLC
World Wide Marketing and Associates, LLC
April 30, 2010

Pernell Edwards Clark
April 30, 2010

HJM International Trading Ltd.
Humberto J. Martinez
April 29, 2010

Chuck A. Roberts
April 28, 2010

Christopher B. Lynn
April 27, 2010

Fabian Cesar Seyller
April 26, 2010

Logisol, Inc.
Belal K. Faruki
Samina B. Faruki
April 22, 2010

PrimeVest Financial Services
April 22, 2010

Stephen G. Condos
April 22, 2010

Michael G. Brcik Jr.
Mary Weber
a/k/a Mary Brcik
Full Moon Development, LLC
April 21, 2010

James L. Parris Jr.
April 20, 2010

The Lease Coach Inc.
Dale Willerton
April 20, 2010

Brian Bodie
Mortgage Desk Inc.
Duke LeBeau Inc.
Prestar Financial
April 19, 2010

City State Financial
April 19, 2010

Internet Speedway, Inc.
April 19, 2010

Richard J. Osty
a/k/a Ostapowicz
Ronald Moore
RO Financial Group, LLC
RKM, Inc.
Heritage Community Homes, Inc.
Building Design System, LLC
April 19, 2010

TurboATM.com
Bo Small
April 19, 2010

Advance Equities, Inc.
April 16, 2010

Captial Guardian, LLC
April 16, 2010

Chris Zander
Amy Zander
Zander's Old Town Brewery, Inc.
Zander Management, LLC
April 16, 2010

Tcadvisors Network Inc.
April 16, 2010

James U. Dodge
April 15, 2010

John T. Kelly
Michael P. Courtney
Carrowmore Builders
April 15, 2010

Andy Kiel
United Property Investments, LLC
Phynance, Ltd.
April 14, 2010

Logisol, Inc.
Belal K. Faruki
Samina B. Faruki
April 14, 2010

Phillip Herrejon
April 14, 2010

TD Wealth Management Services, Inc.
April 12, 2010

Canterbury Consulting Incorporated
April 12, 2010

Credit Hub Financial Services
April 12, 2010

Reuters Transaction Services LLC
April 12, 2010

Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.
April 12, 2010

Basalt Capital LLC
April 9, 2010

Brimberg & Co.
April 9, 2010

D.J. St, German Co., Inc.
April 9, 2010

First Legacy Securities, LLC
April 9, 2010

Paradigm Wealth Management, Inc.
April 9, 2010

Ronald C. Kemp
April 9, 2010

Leroy J. Wright
Wright Capital Partners, LLC
April 8, 2010

Universal Finance
April 8, 2010

U.S. Filing Services
April 8, 2010

Phil Lorezca
XL Gum
April 7, 2010

Edward N. Colburn, Jr.
April 6, 2010

Layline Capital Management LLC
April 5, 2010

Christopher B. Lynn
April 2, 2010

Francois E. Durmaz
Robert C. Pribilski
USA Retirement Management Services, Inc.
April 2, 2010

John C. Cowin
April 2, 2010

Pernell Edwards Clark
April 2, 2010

Richard Gonski
Domer Properties
April 2, 2010

Arthur Lin
April 1, 2010

Michael C. Kizman
April 1, 2010