JavaScript Required: This site uses JavaScript to display common navigation items. You may visit our non-JavaScript navigation page; however most of our resources will require you to use a browser with JavaScript enabled.

SECURITIES

Administrative Actions

2010

January | February | March | April | May | June | July | August | September | October | November | December

Evolve Securities, Inc.
August 31, 2010

Asia Pacific Energy, Inc.
August 30, 2010

Computer Handholders Inc.
d/b/a The Qinsight Group
August 30, 2010

Algird M. Norkus
Financial Update, Inc.
August 27, 2010

Paul J. Cirigliano
a/k/a Paul Cirano
Panoptic Studios, Inc.
August 27, 2010

Travis M. Oliver
Diversified Liquid Asset Holdings LLC
August 25, 2010

William E. Milam
August 25, 2010

American Constantine Insurance Company Limited
August 24, 2010

Larry LaVoice
August 24, 2010

Mega Entertainment Group II, LLC
Alex Field
Gary Fishkin
Edward Renko
August 24, 2010

Regions Financial Services
a/k/a Lexmark Resources, Inc.
August 24, 2010

Lincoln National Financial Group
August 24, 2010

Union Trust Credit Services
August 24, 2010

Ernest Noy
Evanston Business Management Group, Inc.
a/k/a Evanston Consultants Funding Group, Inc.

August 23, 2010

Jeffery D. Hum
The Hum Group
August 23, 2010

Ronald R. Kelly
21st Sentry Technologies, Inc.
Futurecom Global Inc.
August 23, 2010

Walter Rockwell
Jim Vincent a/k/a Jim Vateli
Chicago Visitor Hospitality Club, Inc.
August 23, 2010

Ephren Taylor
City Capital Corporation
a/k/a City Capital Corp
Clean Sweep Holdings Group LLC
August 20, 2010

Lawrence "Lee" Loomis
Loomis Wealth Solutions, LLC
August 20, 2010

Asset Management Alliance, LLC
August 19, 2010

Basalt Capital LLC
August 18, 2010

Stanford Group Associates
August 17, 2010

Asset Management Alliance, LLC
August 12, 2010

Marcin Malarz
Jacek Sienkiewicz
Malarz Equity Investments, LLC
Malarz Equity Investment, Inc.
Invision Investment, LLC
August 12, 2010

Richard M. Spriggs
Giraffe Logistics, LLC
August 9, 2010

GHP Capital Corp.
August 6, 2010

Chi Tu Chow
August 6, 2010

Jim Crofoot
August 6, 2010

Leroy J. Wright
Wright Capital Partners, LLC
August 5, 2010

Raymond McClinton
Pencrest Corporation
August 5, 2010

Tom M. Smith
Source Dynamics, Inc.
August 5, 2010

Chuck A. Roberts
August 4, 2010

Frantz E. Vancus
August 4, 2010

Kevin O. Pritchett
Kevin Pritchett & Associates Retirement Planning, Inc.
August 4, 2010

Stephen G. Condos
August 4, 2010

Bernardo Misseri
August 2, 2010

Namon Brown, Jr.
Brown Asset Management
August 2, 2010

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader