SECURITIES
Administrative Actions
2010
Theodore "Ted" J. Hogan
a/k/a Ted Kills in the Fog
Theodore J. Hogan & Associates, LLC
February 26, 2010
Allodial Investments, Inc.
Art A. Segura II
February 26, 2010
John L. Ong
February 25, 2010
Fabio B. Herrara
aka Fabio Herrera
February 24, 2010
Dean Robert Bordeaux
February 23, 2010
Groupe 369 Corp.
David Alan Kastner
Donald James
February 23, 2010
Lambert Clark Group, L.L.C
LCG Global Assets Limited
Kevin James Reed
February 23, 2010
Leroy J. Wright
Wright Capital Partners, LLC
February 23, 2010
Capital Planning Alliance, Inc.
Matthew G. Fowler
February 19, 2010
Michael Hendrix
February 19, 2010
Emerson Equity Group
February 17, 2010
Gary L. Lange
February 17, 2010
Christine Fenn
February 11, 2010
Amvest Securities, Inc.
February 9, 2010
Kelvin Miles, Sr.
February 8, 2010
Martin P. Travis
The Scarlet Group, Inc.
February 04, 2010
A.I.R. Inc.
Michael W. Smith
February 4, 1010
Kareem Abdul-Jabbar
T.E.N. Enterprises
February 03, 2010
Stephen Wayne Walker
February 01, 2010
Timothy Shawn Dunn
Moneyfacts, Inc.
February 01, 2010
Stephen M. Visser
February 1, 2010
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
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