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SECURITIES


Administrative Actions

2010

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Theodore "Ted" J. Hogan
a/k/a Ted Kills in the Fog
Theodore J. Hogan & Associates, LLC

February 26, 2010

Allodial Investments, Inc.
Art A. Segura II

February 26, 2010

John L. Ong
February 25, 2010

Fabio B. Herrara
aka Fabio Herrera

February 24, 2010

Dean Robert Bordeaux
February 23, 2010

Groupe 369 Corp.
David Alan Kastner
Donald James

February 23, 2010

Lambert Clark Group, L.L.C
LCG Global Assets Limited
Kevin James Reed

February 23, 2010

Leroy J. Wright
Wright Capital Partners, LLC

February 23, 2010

Capital Planning Alliance, Inc.
Matthew G. Fowler

February 19, 2010

Michael Hendrix
February 19, 2010

Emerson Equity Group
February 17, 2010

Gary L. Lange
February 17, 2010

Christine Fenn
February 11, 2010

Amvest Securities, Inc.
February 9, 2010

Kelvin Miles, Sr.
February 8, 2010

Martin P. Travis
The Scarlet Group, Inc.

February 04, 2010

A.I.R. Inc.
Michael W. Smith

February 4, 1010

Kareem Abdul-Jabbar
T.E.N. Enterprises

February 03, 2010

Stephen Wayne Walker
February 01, 2010

Timothy Shawn Dunn
Moneyfacts, Inc.

February 01, 2010

Stephen M. Visser
February 1, 2010

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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