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SECURITIES


Administrative Actions

2011

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Amston Captial, LLC
Stratcap, LLC
Christopher Green

September 30, 2011

Michael A. Calace
a/k/a Michael Anthony
d/b/a Silver Sword International

September 29, 2011

Signal Oil and Gas Company
James E. Van Blaricum
Steve Schoen dba SJS Investments

September 29, 2011

Ephren Taylor
City Capital Corporation
a/k/a City Capital Corp
Clean Sweep Holdings Group LLC

September 27, 2011

Money Matters for Women of Color, Inc.
Nevada Gold Exchange, LLC
Abu H. Ali
a/k/a Abu H. Ali, II
Juanita Ali
a/k/a N. Juanita Ali

September 22, 2011

Shawn D. Baldwin
Capital Management Group Securities, LLC
CMG Institutional Trading, LLC

September 22, 2011

Jerry Isaacson
Barry Isaacson
Freezer Products, LLC
Target Foods, LLC

September 21, 2011

Virginia Commercial Capital Corporation
Scott Mattingley

September 20, 2011

Ashton Garnett Securities, LLC
September 16, 2011

Jeremy Warren
September 16, 2011

MH Investments LLC
September 16, 2011

Todd Alan Shanholtzer
September 16, 2011

Tracey Renee Callaway
September 16, 2011

John C. Nori
September 15, 2011

Alfaro Oil & Gas, LLC
Brian Keith Alfaro
Pinnacle Partners Financial Corporation

September 13, 2011

Doley Securities, LLC
September 9, 2011

Lakeland Shores LLC
Barry Chessick
Anne Chessick
Nancy J. Sertich Kennedy

September 9, 2011

Barry Patrick Mctiernan
September 8, 2011

Berry Resources, Inc.
Ralph Berry

September 8, 2011

Tamara R. Harrell
Prescott Investment, Inc.

September 7, 2011

Matthew Sapaula
Matthew Sapaula, Inc.

September 1, 2011

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader